Asked by
Griffin Parriott
on Nov 30, 2024
Verified
The antifraud provisions of the 1933 Act pertain to only registered securities.
Antifraud Provisions
Legal rules and regulations designed to prevent deceit, misrepresentation, and other fraudulent actions in transactions.
Registered Securities
Financial instruments, such as stocks and bonds, that are recorded in the official records of the issuing company, detailing who owns them.
- Understand the legal consequences, including potential liability, of non-compliance with securities laws.
Verified Answer
JN
Learning Objectives
- Understand the legal consequences, including potential liability, of non-compliance with securities laws.